Position:Bilingual Compliance ManagerCategory:

Admin

City:

East York

Province:ON
Branch Name:MississaugaDress Code:
Branch Phone:(905) 5688828Job ID:5065
Pay Info:Order Type:DH

Job Summary:
As a Bilingual Compliance Manager, you will proactively compliment the VP of compliance, Keeping abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control in the insurance industry

Key Responsibilities / Duties:
• Complete compliance risk assessments to identify vulnerabilities and implement appropriate corrective and follow-up actions
• Work with colleagues to develop and implement changes to policies, procedures and programs that will serve to improve the organization's compliance efforts
• Support the development of processes, tools and resources to support compliance initiatives that align with corporate goals and objectives
• Collaborate with other departments to direct compliance issues to appropriate existing channels for investigation and resolution
• Identify potential areas of compliance vulnerability and risk
• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control in the insurance industry
• Prepare reports for senior management and external regulatory bodies as appropriate and needed
• Institute and maintain an effective compliance communication program for the organization
• Work directly with internal and external sales partners to provide compliance support
• Additional duties as required

Knowledge/Experience/Skills:

• 5 years demonstrated success in a compliance or Legal role in the life insurance industry
• Experience working with front line sales brokers
• Must have Canada wide regulatory knowledge with a demonstrated understanding of regulatory requirements and ability to analyze and interpret legislation related to life insurance and annuity business.
• Strong interpersonal, team and customer service skills to be able to interact and build relationships with all levels of staff including senior management
• Presentation and training skills
• Offers creative, innovative solutions and advice on compliance issues to satisfy stakeholder deliverables while maintaining the highest standards of market conduct and compliance
• Strong analytical skills with a proven ability to collect interpret and analyze data to identify and assess potential or existing compliance issues
• Highly proactive attitude and use of initiative and independent judgement
• Quebec regulatory knowledge would be an asset
• Bilingual (French) required