| Position: | Compliance Analyst | Category: | Admin |
| City: | Cooksville | Province: | ON |
| Branch Name: | Mississauga | Dress Code: | |
| Branch Phone: | (905) 5688828 | Job ID: | 5056 |
| Pay Info: | Order Type: | DH |
| Job Summary: Compliance Analyst will report to the Chief Compliance Officer (CCO) Responsibilities: • Staying abreast of compliance-related policies and procedures implemented by the Bank • Conducting periodic scanning of clients’ data base and escalate potential matches to the attention of the Manager Compliance • Analyzing unusual transactions, discussing findings with Manager Compliance and CCO, and preparing and submitting suspicion transaction reports • Preparing and submitting compliance-related internal and external reports • Providing support to branches and other business functions of the Bank on compliance-related matters on a day-to-day basis • Participating in self-assessment of functions performed by the Compliance Team and in validation testing of self-assessments performed by other functions of the Bank • Organizing monthly calls with branches • Providing support in performing the following functions, as required: o Monitoring timely implementation of compliance-related controls at branches and various business functions o Monitoring timely submission of regulatory reports by branches and various business functions o Conducting compliance reviews at branches and other business functions. • Performing other functions as assigned by the CCO on time to time basis Job Requirements • Must have one year’s experience at a Canadian financial institution in the area of Compliance • Familiarity with regulatory requirements applicable to banks in Canada • Proficiency with Microsoft Word and Microsoft Excel |
