Position:Compliance AnalystCategory:

Admin

City:

Cooksville

Province:ON
Branch Name:MississaugaDress Code:
Branch Phone:(905) 5688828Job ID:5056
Pay Info:Order Type:DH

Job Summary: Compliance Analyst will report to the Chief Compliance Officer (CCO)

Responsibilities:
• Staying abreast of compliance-related policies and procedures implemented by the Bank
• Conducting periodic scanning of clients’ data base and escalate potential matches to the attention of the Manager Compliance
• Analyzing unusual transactions, discussing findings with Manager Compliance and CCO, and preparing and submitting suspicion transaction reports
• Preparing and submitting compliance-related internal and external reports
• Providing support to branches and other business functions of the Bank on compliance-related matters on a day-to-day basis
• Participating in self-assessment of functions performed by the Compliance Team and in validation testing of self-assessments performed by other functions of the Bank
• Organizing monthly calls with branches
• Providing support in performing the following functions, as required:
o Monitoring timely implementation of compliance-related controls at branches and various business functions
o Monitoring timely submission of regulatory reports by branches and various business functions
o Conducting compliance reviews at branches and other business functions.
• Performing other functions as assigned by the CCO on time to time basis

Job Requirements
• Must have one year’s experience at a Canadian financial institution in the area of Compliance
• Familiarity with regulatory requirements applicable to banks in Canada
• Proficiency with Microsoft Word and Microsoft Excel